As the founder of multiple financial services companies, JT is an expert in compliance and operations management with more than 25 years of experience in retail and institutional sales, and corporate and municipal underwriting.
In 2011, JT founded Ibis Compliance & Financial Services, where he currently consults and contracts his many years of compliance and supervisor services to several brokers/dealers, introducing brokers and RIAs. In previous work, JT is also a co-founder of Morgan Wilshire Securities (1998), where he helped establish and train the firm’s sales force; IFS Securities (2006), an independent minority-owned Broker/Dealer in Atlanta, Georgia; SB Advisory, LLC. (2009), a state-registered RIA; and San Blas Securities, LLC (2018), a full-service Broker/Dealer, whose platform includes Capital Markets and an Advisor Network.
At Quoin, JT’s mission is to ensure full compliance with regulatory requirements relating to the firm’s business, leveraging his expertise in liaising with FINRA, the SEC, the NFA, and State regulatory boards. He holds many FINRA licenses, including Series 3, 4, 7, 24, 34, 53, 63, 65 and 99.
